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Our courses are intended for a global audience, with each one being completely customisable to suit the needs of the individuals it is being delivered to.

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Treasury Controls and Security

  • Banking and Financial Markets, Corporate Treasury, Derivatives
  • Duration: One day
  • Information

    The Treasury department is a complex area which needs to be made secure in order to minimise risk to the organisation. It is important to have appropriate and rigorous controls in place. This programme will discuss controls and security and how they should be organised within the Treasury environment.


    Session 1:

    Background to Treasury Controls

    • Governance

    • Organisational Controls

    • Access Controls

    • Process Controls

    • Informational Controls

    • Independent Audit/Review

    Session 2:

    Risk Assessment

    What risks does the organisation run? Treasury Risk Appetite

    • Financial and Credit risk

    • Operational Risk;

    • Fraud and unauthorised transactions

    • Business Continuity

    • Systems risk

    Session 3:

    Controlling Risk

    • Scope of Treasury Activity

    • How Treasury acts on a daily basis

    • Treasury Policy and Procedures;

    • What should be included, why do we need a policy, how often should it be updated, how much detail?

    • The role of the Treasury Committee

    • Links with Corporate Governance and Sarbanes Oxley (SOX)

    • Board Approvals

    Session 4:

    Controlling Activities

    • Segregation of Responsibility

    • Roles and responsibilities

    • Authorisation and Limits

    • Authorisation procedures

    • Derivatives usage

    • System passwords

    Session 5:

    Monitoring Treasury Activity

    • The role of Internal Audit

    • Compliance

    • Control breaches and failures

    • Whistleblowing

    Course Close

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    As every course we run is tailored to meet the specific needs of each client, we can only provide an estimate after fully understanding your specific requirements. Please complete the form below of call +44 (0) 208 894 4977 to discuss how Taylor Associates can help you.

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