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Our courses are intended for a global audience, with each one being completely customisable to suit the needs of the individuals it is being delivered to.

They can be delivered in London or in your home town. You decide.

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Banking Regulations

  • Banking and Financial Markets, Regulation, Risk and Credit
  • Duration: One day
  • Information

    This is a one-day course with the possibility of being extended, per the client’s request.


    Session 1:

    Regulatory environment of the UK

    • Financial Services Authority

    • Financial Services and Markets Act 2000

    • Basel 11 and Basel 111

    • MiFID

    • UCITS

    • Dodd Frank

    Session 2:

    The FSA Handbook

    • High level standards

    • Senior management

    • Conduct of business

    • Client assets

    • Complaints, Ombudsman and compensation

    Session 3:

    Other financial regulation

    • Insider dealing and market abuse

    • Money laundering and counter-terrorism

    • Bank of England and Treasury

    Session 4:

    When it went wrong– collapses, failures and fraud

    • Northern Rock

    • Barings

    • Madoff and Stanford

    • Societe Generale

    • Lessons learnt

    • Future shape of regulation

    Course Close

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    As every course we run is tailored to meet the specific needs of each client, we can only provide an estimate after fully understanding your specific requirements. Please complete the form below of call +44 (0) 208 894 4977 to discuss how Taylor Associates can help you.

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